Compliance Library

First Introduction to Designing SIDRA

Self Directed IRA Program Structure

Account Set-Up Documents

Read First Account Set Up

Self-Directed IRA Disclosures Add On Form

Setting Up a Self-Directed IRA for Suggested Firm Cambridge Technologies for Elevated Shareholder Accounting Software

Suggested SIDRA Transfer Guidance

Truth in Savings for SIDRA

All Compliance Documents in MS Word

Account Set Up Compliance – READ FIRST

Addressing SIDRA Implementation Processes

Book Entry Notification for SIDRA Accounts

Checklist SIDRA Implementation Processes 1

Checklist SIDRA Implementation Processes 2

Self-Directed IRA Disclosures Add-On Form

Suggested SIDRA Transfer Guidance 1

Suggested SIDRA Transfer Guidance 2

Truth in Savings for Self-Directed IRA

Detailing Implementation Processes

Detailing Implementation Processes

DOL Rule Effective 6.9.2017

DOL Rule Effective 6.9.2017

IRS-FINRA Guidance

IRS FINRA Guidance

SIDRA Implementation Decision Points

SIDRA Implementation Decision Points

Marketing Library

First Article Introduction to CAMELS SIDRA Program

Great Lakes Banker Article Introduction to CAMELS SIDRA Program

Addressing SIDRA Implementation Decision Points

Addressing SIDRA Implementation Decision Points

All Marketing Documents in MS Word

Checklist  SIDRA Implementation Processes

Guidance for Marketing Strategies

Intro Letter to IRA Owners

IRA Notification Letter Intro

Modified Letter to IRA Owners

Pre-Circular IRA Notification

SIDRA Notification Letter Intro

Stock Offering Circular Letter to IRA Owners

Suggested SIDRA Transfer Guidance

Design SIDRA Sales Letters

SIDRA Marketing Letter – Sample

Design SIDRA Stock Brochure Examples

Brochure Guide, Please Read First

Stock Brochure Sample 1

Stock Brochure Sample 2

Stock Brochure Sample 3

Stock Brochure Sample 4

Stock Brochure Sample 5

Stock Brochure Sample 6

Stock Brochure Sample 7

Stock Brochure Sample 8

 

DOL Rule Effective 6.9.2017

SIDRA DOL Rule Effective 6.9.2017

SIDRA Talking Points

Example SIDRA Talking Points

SIDRA Transfer Guidance

Suggested SIDRA Transfer Guidance

Operations Library

How to Design a Self-Directed IRA

Self Directed IRA Program Structure

All Operations in MS Word

Book Entry Notification for SDIRA Accounts

Self-Directed IRA Disclosures Add-on Form

Guidance for Setting Fee Structure

Guidance for SDIRA Program Benchmarks

Guidance for Required Minimum Distribution (RMD)

Guidance for Recording Stock Ownership

Guidance for Purchase of Stock (operational process)

Check List SDIRA Implementation Processes

SUGGESTED SDIRA TRANSFER GUIDANCE

SUGGESTED FORM CASH DEPOSIT

SUGGESTED SDIRA STOCK PURCHASE AUTHORIZATION

 

 

 

 

Detailed Implementation Processes

Book Entry Notification for SDIRA Accounts

Check List SDIRA Implementation Processes

FSB Account Set-Up Example

Self-Directed IRA Disclosures Add-on Form

Cambridge & SDIRA Set-Up

 

DOL Rule Effective 6-9-2017

DOL Fiduciary Rule Re Investment Advice

Example of Created Forms

Deposit of Cash Dividends

Issuance of SDIRA Statements

SDIRA Stock Purchase

SDIRA.Account Holders Guidelines

IRS Reporting 5498 1099 R

5498 – 1099-R REPORTING CHANGES 2015

INSTRUCTIONS 1099r & 5498

SIDRA Account Set Up Documents

SUGGESTED SDIRA STOCK PURCHASE AUTHORIZATION

SUGGESTED FORM CASH DEPOSIT

YEAR END QUARTERLY STATEMENT PREPARATION

 

SIDRA Program Guidance Overview

Guidance for Recording Stock Ownership

Guidance for Purchase of Stock (operation process)

Guidance for Marketing Strategies

Guidance for Stock Purchasing (SDIRA Fulfillment)

Guidance for Setting Fee Structure

Guidance for SDIRA Program Benchmarks

Year-End Statement Preparation

SIDRA Transfer Guidance

SUGGESTED SDIRA TRANSFER GUIDANCE

Self-Directed IRA Forms Vendors

Information on SDIRA Forms and Providers